INVESTMENT MANAGEMENT

September 2010
The Dodd-Frank Act: Implications for Non-U.S. Investment Advisers
Investment Management Group Client Alert
Carl A. Ruggiero, Victor L. Zimmermann Jr.

March 2010
Amended Custody and Recordkeeping Rules to Become Effective on March 12, 2010
Investment Management Client Alert
Carl A. Ruggiero, Victor L. Zimmermann Jr.

January 2010
UCITS – Anchor to the Weakened Hedge Fund Industry?
Investment Management Client Alert
Marc V. Kramer, Carl A. Ruggiero

October 2009
UCITS Funds – Global Opportunities For Promoters and Investors
Investment Management Client Alert
Marc V. Kramer, Carl A. Ruggiero, Victor L. Zimmermann Jr.

2009
Wertpapierprospektgesetz (WPPG) (German Securities Prospectus Law)
C.H.Beck
Christian Fingerhut, Co-Author

April 2009
Key Provisions of the EU Directive on Alternative Investment Fund Managers
International Funds Client Alert
Carl A. Ruggiero, Victor L. Zimmermann Jr., Marc V. Kramer, Geoffroy P. Lyonnet, Tom Mackay, Peter F. Stewart, Fabrizio Vismara

March 2009
Sovereign Wealth Funds Report, Q1
International Funds Client Alert
Carl A. Ruggiero

Second Quarter 2009
An Investment Decision for the New Economic Reality: Hedge Funds or Discretionary Managed Accounts?
Alternative IQ
Victor L. Zimmermann Jr., Bradley H. Doline, Joshua S. Geller

March 2009
Connecticut Introduces Three Bills Aimed At Regulating Private Funds
International Funds Client Alert
Carl A. Ruggiero, Victor L. Zimmermann Jr.

February 2009
FSA Reviews Short Selling Measures
International Funds Client Alert
Carl A. Ruggiero, Tom Mackay

January 2009
Hedge Fund Transparency Act
International Funds Client Alert
Carl A. Ruggiero

November 2008, Q4
Sovereign Wealth Funds Report, Q4
International Funds Client Alert
Carl A. Ruggiero

September 2008
Sovereign Wealth Funds Report, Q3
International Funds Client Alert
Carl A. Ruggiero

September 2008
SEC Prohibits Certain Short Selling and Imposes New Disclosure Requirements
International Funds Client Alert
Carl A. Ruggiero

May 2008
Sovereign Wealth Funds Report, Q2
International Funds Client Alert
Carl A. Ruggiero

April 2, 2008
SPACS auf dem Vormarsch
Börsenzeitung, Germany
Marc V. Kramer, Dr. Thilo Winkeler

November 2007
Notification Procedure and Marketing of Foreign UCITS in Germany
International Funds Client Alert
Marc V. Kramer

First Quarter 2007
Issues for Asset-Based Lending Funds – Protecting Your Collateral in Structured Cross-Border Commodity Finance
Alternative IQ

Victor L. Zimmermann Jr., R. J. Fortin