Attorney Search
Site Search
For all media inquiries, please contact:
Kate Fairweather
+44 20 7710 9842

For U.S. media inquiries, please contact:
Jack Pettit
+1 212 696 6920

Email Page Print Friendly Page Share


October 22, 2013
Bloomberg Law publishes article on “Hedge Fund Governance and SEC Enforcement Proceedings” by partners Vic Zimmermann and Theresa Foudy and associate Paisley Kadison


Partners Vic Zimmermann and Theresa Foudy, along with associate Paisley Kadison, wrote an article, “Hedge Fund Governance and SEC Enforcement Proceedings,” that was published by Bloomberg Law on October 21. Associate Ellen Tobin also contributed significant research to the piece.

The authors address the practicalities of governing and operating a hedge fund after an indictment or regulatory action of the SEC alleging misuse of inside information, such as the recent high-profile cases concerning Steven Cohen and Raj Rajaratnam.

On a broader basis, the article explores some of the conflicts and governance issues a limited partnership, its general partner and its management company can face during crises where their principals confront allegations that can result in a bar or suspension from the industry and disgorgement of illegally obtained profits and penalties from and against the fund.

International Lawyers