John D. Nielsen

Partner

Nielsen, John

John Nielsen is a partner in the Corporate group with a broad-based practice encompassing compliance with U.S. securities laws and self-regulatory organization (SRO) requirements, corporate financings, mergers and acquisitions, employment issues and general corporate matters.

Formerly general counsel for two institutional broker-dealers, Mr. Nielsen also brings significant experience in broker-dealer, trading and market-related issues and has dealt extensively with various regulatory authorities, including the Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission (CFTC).

Education

Georgetown University Law Center, J.D.

University of Maryland, B.A.

Admitted to Practice

New York

Legal 500 USA Leading Attorney 2020 1

Legal 500 USA

Legal 500 USA 2020 recognizes John Nielsen as a key lawyer in the M&A (middle-market) category.

John Nielsen is a partner in the Corporate group with a broad-based practice encompassing compliance with U.S. securities laws and self-regulatory organization (SRO) requirements, corporate financings, mergers and acquisitions, employment issues and general corporate matters.