Event 23 Oct. 2024
Counsel Mohannad El Murtadi Suleiman to Speak at the 2nd Annual Africa Arbitration Day in New York
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Podcast 14 Oct. 2024
Curtis Law in London
Event 18 Aug. 2023
Partner Borzu Sabahi Speaks at FDI Moot Shenzhen
News 25 Jul. 2023
Partner Eric Gilioli Ranked in Top 10 Influential Energy & Natural Resources Lawyers in Kazakhstan in Business Today
News 09 Apr. 2024
Curtis Announces New Partners and Counsels Across Offices in Spring 2024
Client Alert 28 Dec. 2023
U.S. to Impose Secondary Sanctions on Non-U.S. Banks For Financing Russia’s Defense Industry
News 28 Aug. 2024
Curtis Recognized for Excellence in Arbitration in Chambers Latin America Guide 2025
Event 22 Aug. 2023
Partner Dr. Claudia Frutos-Peterson to Speak at Arbitration and ADR Commission of the ICC Mexico
News 08 Oct. 2024
Curtis Boosts London Finance and Corporate Capability with Appointment of Partner Christopher Harrison
News 15 Aug. 2023
Legal Reader Publishes Article on Dr. Majed Alotaibi’s Arrival as Senior Counsel in Curtis’ Riyadh Office
News 24 Aug. 2023
Curtis Attorneys Quoted in CoinDesk on FTX Founder Sam Bankman-Fried’s Strategy Ahead of His Criminal Trial
Client Alert 10 Jul. 2024
EU Adopts New Restrictive Measures Against Belarus
Client Alert 26 Jun. 2024
The EU Adopts its 14th Sanctions Package Against Russia
news
Curtis International Arbitration Attorneys Recommended by Lexology Index Arbitration Report 2025
event
Simon Batifort Speaks at 47th Meeting of the International Energy Charter Industry Advisory Panel in Brussels
What is Securities Litigation?
The Financial Industry Regulatory Authority (FINRA) is a not-for-profit organization authorized by Congress to ensure that US-based securities brokers and dealers comply with American securities laws and regulations regarding licensing, registration, and disclosure. FINRA is dedicated to protecting investors and safeguarding market integrity. FINRA also operates the largest securities dispute resolution forum in the United States, offering mediation and arbitration of disputes between and among investors, brokerage firms and brokers.
The Financial Industry Regulatory Authority requires that all securities brokers and dealers register with it prior to selling securities on the open market. FINRA keeps a publicly available list of all regulated firms and brokers on its website.
Joseph D. Pizzurro
Partner
T. Barry Kingham
Nancy E. Delaney
Commercial Disputes - Litigation
White Collar Defense and Investigations
Internal Investigations
Capital Markets
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