News 24 Jun. 2021
Curtis successfully defends foreign states' procedural privileges in the UK Supreme Court
News 23 Jun. 2021
Ibrahim Elsadig joins Curtis as Partner in Dubai
Client Alert 24 Feb. 2022
EU, UK, Japan and Australia Impose Sanctions on Russia
News 09 Aug. 2021
Curtis, Mallet-Prevost, Colt & Mosle enters into association with Chevalier Law in Singapore.
Client Alert 23 May. 2022
U.S. President Biden Issues Seventh Tranche of Economic Sanctions
News 06 May. 2022
Curtis Advises Terna Group on the Sale of its Latin America Power Transmission Assets to CDPQ
Event 24 May. 2022
Claudia Frutos-Peterson to Moderate Panel at Latin Lawyer and GAR Live: Arbitration Summit 2022
Event 26 Apr. 2022
Claudia Frutos-Peterson Speaks at CAI Costa Rica’s 13th Congress of International Arbitration
Event 23 May. 2022
Marco Blanco & Olga Beloded Taught 3-Day LLM Course on International Taxation, Hosted by the DIFC and University of Paris II - Assas
Partner Antonia Birt to Speak at Equal Representation in Arbitration Event Entitled "Diversity and Inclusion, Arbitral Institutions, and Users"
News 24 May. 2022
Curtis Sponsors New ASIL Prize for Best Article in International Dispute Resolution
Client Alert 21 Apr. 2022
New Laws Targeting Assets of Russian Oligarchs: The U.S. Announces Task Force KleptoCapture and the Kleptocracy Asset Recovery Rewards Program
Client Alert 24 Jun. 2021
Update on Virtual Notarization (Executive Order 202.7) During the COVID-19 (Coronavirus) Pandemic (Updated: June 24, 2021) — U.S. Insight
Update on Virtual Witnessing (New York Executive Order 202.14) During The COVID-19 (Coronavirus) Pandemic (Updated: June 24, 2021) — U.S. Insight
What is Securities Litigation?
The Financial Industry Regulatory Authority (FINRA) is a not-for-profit organization authorized by Congress to ensure that US-based securities brokers and dealers comply with American securities laws and regulations regarding licensing, registration, and disclosure. FINRA is dedicated to protecting investors and safeguarding market integrity. FINRA also operates the largest securities dispute resolution forum in the United States, offering mediation and arbitration of disputes between and among investors, brokerage firms and brokers.
The Financial Industry Regulatory Authority requires that all securities brokers and dealers register with it prior to selling securities on the open market. FINRA keeps a publicly available list of all regulated firms and brokers on its website.
Joseph D. Pizzurro
T. Barry Kingham
Nancy E. Delaney
Commercial Disputes - Litigation
White Collar Defense and Investigations